Mariano Farid Llosa

Current Employers

Employment History

• 02/2016 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2020 → Present
  Octavia Wealth Advisors, Llc
  Miami, FL
• 06/2020 → Present
  Octavia Risk Management, Llc
  Miami, FL
• 06/2020 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Miami, FL

Previous Registrations

• 2016-04-01 → 2020-07-06
  Equitable Advisors, Llc
  Miami, FL
• 2015-09-15 → 2016-02-22
  Ameriwealth Advisors Corp.
  Miami, FL
• 2013-09-23 → 2013-12-10
  Southern Trust Securites Asset Management, Inc.
  Coral Gables, FL

Other Businesses

1) Mariano Llosa is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. At registered location. Approximately 90% of Mariano Llosa's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 06/2020; implementation of insurance products; At registered location; 20 hours per month 3) Peruvian American Chamber of Commerce - Not investment related - 95 Merrick Way 3rd Floor,Coral Gables, FL. 33134 - Chamber of Commerce - Board member - 1/2018 - 2 hours a month 2 trading hours a month - sit on the board 4) Red De Corazones Inc - Not Investment related - 2831 S Bayshore Unit 707 Coconut Grove, FL 33133 - Charity - Board member - 6 hours - 6 trading hours - not for profit charity organization

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-11-12
• S65 Uniform Investment Adviser Law Examination
  2013-09-06