Alfonso Anguiano

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-08-08

IL RA
APPROVED

Since 2014-08-08

Branch Locations

4735 N Broadway, Chicago, IL 60640 • United States

7181 W. Irving Park Road, Chicago, IL 60634 • United States

1700 W. Lake Street, Melrose Park, IL 60160 • United States

8601 W. Ogden Ave., Lyons, IL 60534 • United States

4605 N Lincoln Ave, Chicago, IL 60625 • United States

6041 N. Clark Street, Chicago, IL 60660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	River Grove	IL	08/2014	Present
First Midwest Bank(Formerly Popular Comm Bank	River Grove	IL	08/2014	02/2022
Old National Bank	Melrose Park	IL	02/2022	Present

08/2014 → Present

Lpl Financial Llc

River Grove, IL
08/2014 → 02/2022

First Midwest Bank(Formerly Popular Comm Bank

River Grove, IL
02/2022 → Present

Old National Bank

Melrose Park, IL

Previous Registrations

2013-12-04 → 2014-08-11

Essex National Securities, Llc

Chicago, IL

River Grove, IL

Plainwell, MI

Other Businesses

1. 03/31/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-02

S66 Uniform Combined State Law Examination

2013-12-02

View on SEC IAPD