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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-03-10
  • MA RA
    APPROVED
    Since 2014-03-10

Branch Locations

238 Main St Ste 2, Greenfield, MA 01301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Gagne Greenfield MA 08/2013 Present
Northwestern Mutual Investment Services, Llc Greenfield MA 10/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2014 Present
Northwestern Mutual Investment Services, Llc Greenfield MA 05/2014 Present
Other Businesses

1. CORPORATOR, GREENFIELD SAVINGS BANK, 400 MAIN STREET, GREENFIELD, , MASSACHUSETTS, 01302, UNITED STATES OF AMERICA, PRIVATE, START DATE: 12/14/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON COMPENSATED REPRESENTATIVE OF THE BANK WITHIN THE COMMUNITY. CORPORATORS ARE BUSINESS LEADERS WITHIN THE COMMUNITY ACTING AS THE EYES AND EARS OF THE BANK. THEY ALSO VOTE TO ELECT AND RE-APPOINT BOARD MEMBERS. THERE ARE CLOSE TO 100 CORPORATORS. IT'S A NETWORKING OPPORTUNITY WITHIN THE LOCAL COMMUNITY TO HELP GIVE BACK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-13
  • S66 Uniform Combined State Law Examination
    2014-02-13

View on SEC IAPD

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