Richard Velez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 01/2014 → Present
  Bank Of America N.A.
  San Francisco, CA

Other Businesses

I*: 2508272 Entity Type: Fiduciary role Name of OBA: G. V. Trust Address: San Leandro, CA 94577 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 6/2/2025 Number of Hours: 20 hrs annually Number of Hours during trading: 0 Duties: Successor Trustee for parents

Exams

• S66 Uniform Combined State Law Examination
  2013-12-10

Other Names

• Richard James Velez