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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-10-04
NH RA APPROVED 2023-03-30
  • MA RA
    APPROVED
    Since 2023-10-04
  • NH RA
    APPROVED
    Since 2023-03-30

Branch Locations

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

300 Franklin Street, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stoneham MA 04/2016 04/2017
Bank Of America, N.A. Stoneham MA 04/2016 04/2017
Citizens Securities Inc Canton MA 04/2017 12/2017
Citizens Securities Inc. Canton MA 12/2017 10/2021
Citizens Bank Canton MA 12/2017 10/2020
Citizens Bank Littleton MA 10/2020 10/2021
Citizens Securities, Inc Westwood MA 10/2021 03/2023
Citizens Bank, N.A Littleton MA 10/2021 03/2023
Mutualink Inc. Wallingford CT 11/2022 03/2023
Td Bank N.A. Manchester NH 03/2023 Present
Td Private Client Wealth Llc Manchester NH 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
  • S66 Uniform Combined State Law Examination
    2013-12-09
Other Names
  • Patrick James Mcguiness

View on SEC IAPD

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