Diana Jara

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 03/2020
  Morgan Stanley
  Miami, FL
• 03/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 12/2022 → Present
  Bank Of America, N.A.
  Charlotte, NC

Previous Registrations

• 2017-02-27 → 2020-03-19
  Morgan Stanley
  Miami, FL
  Fort Lauderdale, FL
  Miami, FL

Other Businesses

I*504153, Name of OBA: Rental property Address: Cary, NC Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:11/1/2019 No Hours: 1 Weekly No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2017-02-24

Other Names

• Diana Lorena Cristiano
• Diana Lorena Jara