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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-11-03 |
Branch Locations
500 108Th Ave Ne Ste 1700, Bellevue, WA 98004 • United States
Bainbridge Island, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Seattle | WA | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 01/2019 |
| The Gregory-Simmons Group, Wells Fargo Clearing Services Llc | Seattle | WA | 01/2019 | 11/2019 |
| Unemployed | Bellevue | WA | 11/2019 | 09/2020 |
| Lion Street Financial, Llc | Bellevue | WA | 09/2020 | Present |
| Lion Street Advisors, Llc | Bellevue | WA | 09/2020 | Present |
| Integrity Alliance, Llc. | Bellevue | WA | 11/2025 | Present |
| Integrity Alliance, Llc. | Bellevue | WA | 11/2025 | Present |
1) TRUSTEE FOR SISTER, INV RELATED, BAINBRIDGE ISLAND, WA, START: 10/01/2019, 1 HR/MONTH, 1 HR DURING TRADING. 2) BOARD MEMBER POSITION: Treasurer NATURE: on the board for the local chapter of SFSFP and Lincoln Estate Planning council. also on the board of my Homeowners Association. INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2015 ADDRESS: 6040 S 58th Street, Lincoln NE 68516, United States DESCRIPTION: I am Treasure on the SFSFP board, I am Secretary for the Lincoln Estate Planning Council, and just a board member for my HOA. 3) ALPHA WEALTH PROPERTIES LLC POSITION: owner NATURE: We own our Office Building. We will also being buying a house in Phoenix and possibly other rentals in the future INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/01/2022 ADDRESS: 6040 S 58th Street, Lincoln NE 68516, United States DESCRIPTION: Just own one building that Alpha Wealth Advisors pay rent to. We have two other renters. An attorney and A Property Casualty company. 4) INSURANCE POSITION: Agent NATURE: Life, Disability, Long Term Care and Property Casualty Insurance INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2018 ADDRESS: 6040 S 58th Street, Lincoln NE 68516, United States DESCRIPTION: As part of a clients overall plan Insurance product become a solution.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-17 |
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