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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Chandler | AZ | 10/2014 | 06/2022 |
| Bank Of America, N.A. | Chandler | AZ | 11/2016 | 06/2022 |
| Morgan Stanley | Tempe | AZ | 07/2022 | 07/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2023 | 12/2023 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2023 | 12/2023 |
| Unemployed | Chandler | AZ | 07/2023 | 11/2023 |
| Transamerica Investors Securities Corporaton | Chandler | AZ | 01/2024 | Present |
| Transamerica Life Insurance Company | Chandler | AZ | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-25 |
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