Dionne J Banks

Current Employers

Maia Wealth

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2022-05-25
TX	RA	APPROVED	2022-05-25

IN RA
APPROVED

Since 2022-05-25
TX RA
APPROVED

Since 2022-05-25

Branch Locations

Indianapolis, IN • United States

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wal-Mart Stores, Inc.	Bentonville	AR	02/2002	02/2020
Edward Jones	St Louis	MO	02/2020	05/2022
Maia Wealth	Denver	CO	05/2022	Present

02/2002 → 02/2020

Wal-Mart Stores, Inc.

Bentonville, AR
02/2020 → 05/2022

Edward Jones

St Louis, MO
05/2022 → Present

Maia Wealth

Denver, CO

Previous Registrations

2020-06-10 → 2022-05-04

Edward Jones

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

St Louis, MO

Other Businesses

INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH Rental Property Indianapolis, IN Start date: 11/2007 Owner Hours per week: 0 Hours during trading: 0 Receives rental income. TreasuredJoy, LLC Entity used for personal real estate investments Managing Member Indianapolis, IN Start Date: 11/2022 Hours per week: 1 Hours during trading: 1

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-09

S66 Uniform Combined State Law Examination

2020-06-09

Other Names

Dionne Joy Rhodes
Dionne Joy Banks

View on SEC IAPD