Kate Cecilia Haisch

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-08-13
NE	RA	APPROVED	2024-07-22
IN	RA	APPROVED	2024-06-20
SC	RA	APPROVED	2023-06-13
WY	RA	APPROVED	2022-05-31
KS	RA	APPROVED	2022-03-16
FL	RA	APPROVED	2021-05-12
MT	RA	APPROVED	2020-10-14
CO	RA	APPROVED	2020-09-09
HI	RA	APPROVED	2020-06-02
NV	RA	APPROVED	2019-11-12
ND	RA	APPROVED	2019-05-28
WA	RA	APPROVED	2019-02-14
TX	RA	APPROVED_RES	2019-01-03
IL	RA	APPROVED	2018-10-04
UT	RA	APPROVED	2018-05-04
MN	RA	APPROVED	2017-11-19
GA	RA	APPROVED	2017-08-30
NM	RA	APPROVED	2017-07-31
OK	RA	APPROVED	2017-07-17
WV	RA	APPROVED	2017-04-26
IA	RA	APPROVED	2016-12-15
PA	RA	APPROVED	2016-11-04
CA	RA	APPROVED	2016-10-03
MO	RA	APPROVED	2016-09-06
NC	RA	APPROVED	2014-02-03

OH RA
APPROVED

Since 2024-08-13
NE RA
APPROVED

Since 2024-07-22
IN RA
APPROVED

Since 2024-06-20
SC RA
APPROVED

Since 2023-06-13
WY RA
APPROVED

Since 2022-05-31
KS RA
APPROVED

Since 2022-03-16
FL RA
APPROVED

Since 2021-05-12
MT RA
APPROVED

Since 2020-10-14
CO RA
APPROVED

Since 2020-09-09
HI RA
APPROVED

Since 2020-06-02
NV RA
APPROVED

Since 2019-11-12
ND RA
APPROVED

Since 2019-05-28
WA RA
APPROVED

Since 2019-02-14
TX RA
APPROVED_RES

Since 2019-01-03
IL RA
APPROVED

Since 2018-10-04
UT RA
APPROVED

Since 2018-05-04
MN RA
APPROVED

Since 2017-11-19
GA RA
APPROVED

Since 2017-08-30
NM RA
APPROVED

Since 2017-07-31
OK RA
APPROVED

Since 2017-07-17
WV RA
APPROVED

Since 2017-04-26
IA RA
APPROVED

Since 2016-12-15
PA RA
APPROVED

Since 2016-11-04
CA RA
APPROVED

Since 2016-10-03
MO RA
APPROVED

Since 2016-09-06
NC RA
APPROVED

Since 2014-02-03

Branch Locations

4200 Somerset Drive Suite 227, Prairie Village, KS 66208-0000 • United States

Cary, NC • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2013	Present
Self-Employment	Hillsborough	NC	01/2008	05/2017

09/2013 → Present

Edward Jones

St Louis, MO
01/2008 → 05/2017

Self-Employment

Hillsborough, NC

Other Businesses

Kates Equine Type of business: Horse equipment morrisville, NC Start date: 10/1/2020 owner Hours per week: 3 Hours during trading: 0 repair horse equipment, horse bits

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-09

S66 Uniform Combined State Law Examination

2013-12-09

Other Names

Kate Cecilia Haisch

View on SEC IAPD