John M Giggee

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-27
NE	RA	APPROVED	2021-07-07

Branch Locations

13321 California St, Omaha, NE 68154 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade	Omaha	NE	08/2013	07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Omaha	NE	04/2021	Present
Unemployed	Omaha	NE	07/2020	11/2020
Omaha Steaks	Omaha	NE	11/2020	01/2021
Unemployed	Omaha	NE	01/2021	04/2021
Bank Of America, N.A.	Omaha	NE	05/2021	Present

08/2013 → 07/2020

Td Ameritrade

Omaha, NE
04/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Omaha, NE
07/2020 → 11/2020

Unemployed

Omaha, NE
11/2020 → 01/2021

Omaha Steaks

Omaha, NE
01/2021 → 04/2021

Unemployed

Omaha, NE
05/2021 → Present

Bank Of America, N.A.

Omaha, NE

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-07-05
S63	Uniform Securities Agent State Law Examination	2013-10-08