Best Investors Account Sign in

Brian Alan Schrader

Ubs Financial Services Inc.

Omaha, NE

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-01-05
  • NE RA
    APPROVED
    Since 2026-01-05

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 08/2013 10/2021
Cwm, Llc Dba Carson Group Omaha NE 10/2021 12/2021
Cwm, Llc Dba Carson Partners Omaha NE 11/2021 12/2021
Cetera Advisor Networks Omaha NE 12/2021 12/2021
Td Ameritrade Omaha NE 12/2021 04/2023
Charles Schwab & Co., Inc. Omaha NE 04/2023 11/2023
Osaic Omaha NE 11/2023 12/2025
Ubs Financial Services Inc Omaha NE 12/2025 Present
  • 08/2013 → 10/2021
    Td Ameritrade
    Omaha, NE
  • 10/2021 → 12/2021
    Cwm, Llc Dba Carson Group
    Omaha, NE
  • 11/2021 → 12/2021
    Cwm, Llc Dba Carson Partners
    Omaha, NE
  • 12/2021 → 12/2021
    Cetera Advisor Networks
    Omaha, NE
  • 12/2021 → 04/2023
    Td Ameritrade
    Omaha, NE
  • 04/2023 → 11/2023
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 11/2023 → 12/2025
    Osaic
    Omaha, NE
  • 12/2025 → Present
    Ubs Financial Services Inc
    Omaha, NE
Previous Registrations
  • 2024-08-06 → 2025-12-09
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 2022-10-05 → 2023-11-15
    Charles Schwab & Co., Inc.
    Omaha, NE
    Omaha, NE
  • 2022-02-15 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2014-10-03 → 2021-10-22
    Td Ameritrade, Inc.
    Omaha, NE
  • 2014-10-03 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-02
S63 Uniform Securities Agent State Law Examination 2013-10-08
  • S66 Uniform Combined State Law Examination
    2014-10-02
  • S63 Uniform Securities Agent State Law Examination
    2013-10-08
Other Names
  • Brian Schrader

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
HILEY HUNT WEALTH MANAGEMENT, INC.
INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK
MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor