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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-08-18 |
| NJ | RA | APPROVED | 2013-12-23 |
| TX | RA | APPROVED_RES | 2013-12-05 |
Branch Locations
1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States
100 N 18Th St 22Nd Fl Two Logan Square, Philadelphia, PA 19103 • United States
Philadelphia, PA • United States
Philadelphia, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | Present |
LORIANN LLC, NOT INV RELATED, PHILADELPHIA, PA, 45% OWNED BY SPOUSE, START: 10/1/2016, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: HELP OUT OCCASIONALLY EXPEDITING FOOD SERVICE. COMMENSALIBUS LLC DBA LIGHTHOUSE LLC, INV RELATED, WILDWOOD, NJ, 30% OWNER, START: 5/2017, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-13 |
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