Paul Joseph Scofield

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2022-04-19

WI RA
APPROVED

Since 2022-04-19

Branch Locations

947 Center Avenue, Oostburg, WI 53070 • United States

1010 Happy Lane, Sheboygan Falls, WI 53085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	09/2013	12/2018
Securities America, Inc.	Grafton	WI	12/2018	04/2022
Securities America Advisors	Grafton	WI	12/2018	04/2022
Harbour Investments, Inc.	Madison	WI	04/2022	Present

09/2013 → 12/2018

Edward Jones

St. Louis, MO
12/2018 → 04/2022

Securities America, Inc.

Grafton, WI
12/2018 → 04/2022

Securities America Advisors

Grafton, WI
04/2022 → Present

Harbour Investments, Inc.

Madison, WI

Previous Registrations

2018-12-10 → 2022-04-25

Securities America Advisors, Inc.

Port Washington, WI
2014-02-03 → 2018-12-13

Edward Jones

St Louis, MO

Grafton, WI

Other Businesses

1)Oostburg Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-08

S66 Uniform Combined State Law Examination

2013-11-08

View on SEC IAPD