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6 Kimball Lane, Lynnfield, MA 01940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-08-24 |
| ME | RA | APPROVED | 2026-07-13 |
| NH | RA | APPROVED | 2026-07-13 |
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
99 Bow Street Suite 300 East, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Waltham | MA | 02/2015 | 05/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Waltham | MA | 02/2015 | 05/2018 |
| Seascape Capital Management, Llc | Portsmouth | NH | 05/2018 | 08/2026 |
| F L Putnam Investment Management Co. | Portsmouth | NH | 07/2026 | Present |
JC Custome Homes: I, am a 50% owner of JC Custom Homes, do not materially participate in this business. This is my husband's construction business. TWIN HILLS FARM LLC POSITION: manager/trustee NATURE: I am a 50% member of the LLC that owns our personal real Estate property that will be subdivided soon and will also be managed by a HOA. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2018 ADDRESS: 42 Newbury Road, Rowley MA 01969, United States DESCRIPTION: Real Estate, LLC and a HOA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-09 |
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