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12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-11-06 |
Branch Locations
12020 Shamrock Plaza Suite 100, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Omaha | NE | 10/2015 | 02/2023 |
| Continuum Financial | Omaha | NE | 10/2015 | 01/2021 |
| Convergence Wealth | Omaha | NE | 11/2020 | Present |
***INSURANCE SALES POSITION: Agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2014 ADDRESS: 12020 Shamrock Plaza, Suite 100, Omaha NE 68154 DESCRIPTION: Insurance sales ***CONVERGENCE WEALTH POSITION: IAR NATURE: Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2021 ADDRESS: 12020 Shamrock Plaza, Suite 100, Omaha NE 68154, United States DESCRIPTION: Provide advisory services. ***Financial Education Collaborative Inc. POSITION: Volunteer Educator INVESTMENT RELATED: No NUMBER OF HOURS: 12 hours/month 0 hours during trading hours START DATE: 03/01/2023 ADDRESS: 12020 Shamrock Plz, Ste 200, Omaha NE 68154 DESCRIPTION: Volunteer time to educate on general financial topics.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-27 |
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