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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-11
TX RA APPROVED 2023-10-10
  • FL RA
    APPROVED
    Since 2023-10-11
  • TX RA
    APPROVED
    Since 2023-10-10

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc West Palm Beach FL 08/2013 11/2016
Wells Fargo Bank Na West Palm Beach FL 03/2013 10/2017
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 09/2023
J.P. Morgan Securities Llc West Palm Beach FL 09/2023 Present
Jpmorgan Chase Bank, N.A. West Palm Beach FL 09/2023 Present
  • 08/2013 → 11/2016
    Wells Fargo Advisors, Llc
    West Palm Beach, FL
  • 03/2013 → 10/2017
    Wells Fargo Bank Na
    West Palm Beach, FL
  • 11/2016 → 09/2023
    West Palm Beach, FL
  • 09/2023 → Present
    West Palm Beach, FL
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    West Palm Beach, FL
Previous Registrations
  • 2018-01-19 → 2023-10-17
    West Palm Beach, FL
    Boca Raton, FL
    West Palm Beach, FL
    Palm Beach, FL
    Palm Beach, FL
    Palm Beach Gardens, FL
Other Businesses

Effective 9/5/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. QLMC LOGISTICS, LLC; NOT INVESTMENT RELATED; WEST PALM BEACH,FL; 100% OWNERSHIP WITH SPOUSE; START 3/19/2020; 10 HOURS PER MONTH; ZERO HOURS DURING TRADING; DELIVERING DRY GOODS. AM ARTS, LLC; NOT INVESTMENT RELATED; WEST PALM BEACH,FL; 40% OWNERSHIP; START 7/24/2020, 10 HOURS PER MONTH; ZERO HOURS DURING TRADING; PROCURE SUPPLIES AND CUSTOMERS. URVIN GROUP; NOT INVESTMENT RELATED; WEST PALM BEACH,FL; 5% OWNERSHIP; START 4/9/2021; 4 HOURS PER MONTH; ZERO HOURS DURING TRADING; CRAFT SELLING BUSINESS. THE BLUE SAKI GROUP LLC, INV RELATED, RANDALLSTOWN, MD, 100% OWNERSHIP WITH SPOUSE, START 1/12/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL REAL ESTATE. ARROWHEAD GROUP LLC, INV RELATED, RANDALLSTOWN, MD, 30% OWNERSHIP WITH SPOUSE, START 2/9/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-19
S63 Uniform Securities Agent State Law Examination 2013-11-13
  • S66 Uniform Combined State Law Examination
    2018-01-19
  • S63 Uniform Securities Agent State Law Examination
    2013-11-13
Other Names
  • Laureann Hinds
  • Laureann Hinds Mckinnon

View on SEC IAPD

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