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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-03-09 |
| NY | RA | APPROVED | 2022-02-09 |
Branch Locations
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | La Jolla | CA | 01/2014 | 10/2016 |
| Neuberger Berman | New York | NY | 11/2016 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2018 | 01/2022 |
| Jpmorgan Securities, Llc. | New York | NY | 07/2018 | 01/2022 |
| Ubs Financial Services Inc | Stamford | CT | 01/2022 | Present |
1) Name of business: Wall Street Girl Next Door./ Address: 444 E 82nd St New York NY./ Investment Related: No./ Role: I am the only member of this organization. The main role is to develop relationships./ Start Date: 3/27/2023./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-28 |
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