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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-06 |
| TX | RA | APPROVED | 2025-11-05 |
Branch Locations
125 E Intendencia St Ste 200, Pensacola, FL 32502 • United States
6075 Poplar Ave Ste 650 [Support Center], Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 12/2015 | 11/2016 |
| Greater Nevada Credit Union | Reno | NV | 11/2015 | 11/2016 |
| Merrill Lynch | Reno | NV | 11/2016 | 07/2018 |
| Bank Of America, N.A. | Charlotte | NC | 11/2016 | 11/2020 |
| Wells Fargo Clearing Services, Llc ( | Pensacola | FL | 10/2025 | Present |
| Merrill Lynch | Boston | MA | 11/2020 | 08/2023 |
| Merrill Lynch | Eugene | OR | 07/2018 | 09/2019 |
| Merrill Lynch | Beaverton | OR | 08/2019 | 11/2020 |
| Merrill Lynch | Pensacola | FL | 08/2023 | 10/2025 |
I*1298263 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/22/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-15 |
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