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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-07-11 |
Branch Locations
50 Pointe Dr, Brea, CA 92821 • United States
60 Livingston Ave, Saint Paul, MN 55107 • United States
36975 Cook St, Palm Desert, CA 92211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Union Bank | Gardena | CA | 01/2015 | 10/2023 |
| U.S. Bancorp Advisors, Llc | Brea | CA | 02/2015 | Present |
| U.S. Bancorp Investments, Inc. | Brea | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-30 |
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