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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-12-16
OH RA APPROVED 2016-11-04
  • ID RA
    APPROVED
    Since 2025-12-16
  • OH RA
    APPROVED
    Since 2016-11-04

Branch Locations

2601 Far Hills Ave, Oakwood, OH 45419 • United States

4120 Far Hills Avenue, Dayton, OH 45429 • United States

2240 Miamisburg-Centerville Road, Dayton, OH 45459 • United States

1032 Patterson Road, Dayton, OH 45420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Tipp City OH 08/2012 Present
Fifth Third Securities Tipp City OH 07/2013 Present
  • 08/2012 → Present
    Fifth Third Bank
    Tipp City, OH
  • 07/2013 → Present
    Fifth Third Securities
    Tipp City, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-31
S63 Uniform Securities Agent State Law Examination 2013-10-25
  • S65 Uniform Investment Adviser Law Examination
    2017-01-31
  • S63 Uniform Securities Agent State Law Examination
    2013-10-25

View on SEC IAPD

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