Anthony Jay Cisco

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-02-09 → 2013-09-03
  Walnut Street Securities, Inc.
  Chardon, OH
  Cleveland, OH
  Cleveland, OH
• 2007-10-09 → 2009-09-15
  Vantage Financial Group, Inc.
  Cleveland, OH
• 2002-11-29 → 2005-01-03
  Vantage Financial Group, Inc.
  Cleveland, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 01/2002, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE; 2. ANTHONY J. CISCO, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, MORTGAGE BROKER THROUGH MORTGAGES FOR AMERICA, START 02/24/2015, 10HRS/WK (TRADING HOURS), MORTGAGE BROKER, LOAN OFFICER;

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-02-15

Other Names

• Tony Cisco