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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-17
  • OH RA
    APPROVED
    Since 2024-05-17

Branch Locations

Pemberville, OH • United States

655 Beaver Creek Circle, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Monagan/Jeffrey Turner Toledo OH 07/2013 01/2017
Royal Alliance Associates, Inc. Toledo OH 01/2017 08/2018
Royal Alliance Toledo OH 08/2018 Present
  • 07/2013 → 01/2017
    James Monagan/Jeffrey Turner
    Toledo, OH
  • 01/2017 → 08/2018
    Royal Alliance Associates, Inc.
    Toledo, OH
  • 08/2018 → Present
    Royal Alliance
    Toledo, OH
Other Businesses

1. WORLD AFFAIRS COUNCIL OF NORTHWEST OHIO (WAC-NWO) POSITION: Vice President NATURE: NPO - 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: P.O. Box 193, Stony Ridge OH 43463, United States DESCRIPTION: Organize and participate inWAC-NWO activities and programs; conduct periodic board and general meetings. 2. NOTARY PUBLIC POSITION: Notary Public NATURE: Kelly Arman, Notary Public, State of OhioCommission expires 04/19/2027 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/19/2022 ADDRESS: 655 BEAVER CREEK CIRCLE, MAUMEE OH 43537, United States DESCRIPTION: Notarize documents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-16
  • S66 Uniform Combined State Law Examination
    2024-05-16
Other Names
  • Kelly Connors

View on SEC IAPD

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