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Katlin Marie Moran

Wells Fargo Clearing Services, LLC

Charlotte, NC

Asheville, NC

Weaverville, NC

Morganton, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-27
NC RA APPROVED 2014-09-29
MN RA APPROVED 2014-01-21
  • TX RA
    APPROVED
    Since 2024-06-27
  • NC RA
    APPROVED
    Since 2014-09-29
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

1 Haywood St, Asheville, NC 28801 • United States

173 Weaver Blvd, Weaverville, NC 28787 • United States

801 S Sterling St, Morganton, NC 28655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Faribault MN 10/2011 Present
Wells Fargo Advisors Llc Faribault MN 08/2013 11/2016
Wells Fargo Clearing Services, Llc Faribault MN 11/2016 Present
  • 10/2011 → Present
    Wells Fargo Bank Na
    Faribault, MN
  • 08/2013 → 11/2016
    Wells Fargo Advisors Llc
    Faribault, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Faribault, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-04
S63 Uniform Securities Agent State Law Examination 2013-10-15
  • S65 Uniform Investment Adviser Law Examination
    2014-11-04
  • S63 Uniform Securities Agent State Law Examination
    2013-10-15
Other Names
  • Katlin Marie Jamison
  • Kat Marie Moran
  • Kat Marie Jamison
  • Katlin Marie Jamison

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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