David Lester Thomas

Current Employers

Employment History

• 09/2013 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2013 → Present
  Northwestern Mutual Investment Services, Llc
  Lancaster, PA
• 03/2014 → Present
  Northwestern Mutual Investment Services, Llc
  Lancaster, PA
• 09/2015 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. NEWCO SOFTWARE LLC; 100% OWNER; NOT INVESTMENT-RELATED; 148 E ORANGE ST APT 3, LANCASTER, PA 17602; WEBSITE DESIGN AND IMPLEMENTATION SERVICES; APPROXIMATELY 10-15 HOURS PER MONTH DURING NON TRADING HOURS; MANAGES PROJECTS, WORKS WITH CLIENTS TO GATHER REQUIREMENTS AND COMMUNICATE THOSE TO SOFTWARE DEVELOPERS. 3. COACHING AND TRAINING, BUSINESS RELATED COACHING, START DATE: 9/1/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, COACHING AND SALES ANALYTICS TO MY FELLOW NM REPS (NO OUTSIDE COMPANIES); NOT INVESTMENT-RELATED. 4. 25% OWNER, STONE REAL ESTATE LLC, 460 LANCER DR, COLUMBIA, , PENNSYLVANIA, 17512, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/2/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT IN REAL ESTATE; INVESTMENT-RELATED. 5. MOZFORD, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/14/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. ACE ON FIFTEEN, LLC, LEGAL ENTITY, START DATE: 11/14/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-05
• S63 Uniform Securities Agent State Law Examination
  2013-12-05