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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-12 |
| TX | RA | APPROVED | 2026-02-12 |
| VT | RA | APPROVED | 2026-02-12 |
| PA | RA | APPROVED | 2026-02-11 |
Branch Locations
1700 Market Street 32Nd Floor/Suite 3222, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Center Valley | PA | 04/2013 | 05/2018 |
| Mml Investors Services, Llc | Center Valley | PA | 12/2013 | 05/2018 |
| Tiaa | Philadelphia | PA | 05/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 05/2018 | 11/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-05 |
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