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John Trung Nguyen

Wells Fargo Clearing Services, LLC

San Jose, CA

Santa Clara, CA

Cupertino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-22
CA RA APPROVED 2013-12-02
  • TX RA
    APPROVED
    Since 2020-09-22
  • CA RA
    APPROVED
    Since 2013-12-02

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

2792 Homestead Rd, Santa Clara, CA 95051 • United States

23000 Homestead Rd, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Jose CA 08/2013 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2013-11-27
Other Names
  • Chinh Trung Nguyen

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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