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Current Employers
Sgl Investment Advisors, Inc.

283 W. Front Street Suite 302, Missoula, MT 59802-4328 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-01-14
  • MT RA
    APPROVED
    Since 2021-01-14

Branch Locations

283 W. Front Street Suite 302, Missoula, MT 59802-4328 • United States

S.G. Long & Company

283 W. Front Street Suite 302, Missoula, MT 59802 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2018-01-05
  • MT RA
    APPROVED
    Since 2018-01-05

Branch Locations

283 W Front Street Suite 302, Missoula, MT 59802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Missoula MT 08/2013 Present
  • 08/2013 → Present
    Wells Fargo Advisors, Llc
    Missoula, MT
Previous Registrations
Other Businesses

SGL Investment Advisor; investment related; located at 283 W. Front, St., Ste. 302, Missoula, MT 59802; Investment Advisor; Investment Advisor Representative; June 23, 2016, 40 hours per month which includes trading hours; Serves as relationship manager when referring business for a % of fees. SGLIA is a firm affiliate. Lard Butt, LLC; not investment related; 1026 1st Ave., Seattle, WA 98119; Apparel Sales and Promotional Events; Partner/Owner; approximately 1 hour per month none of which are during market hours; help organize local Lard Butt 1K events, work with vendors, non-profits, participants, and promotions. City Club Missoula; not investment related, PO Box 9071 Missoula, MT 59807; Community Information Forums; Vice Chair; 2.5 hours per month, 2.5 hours during trading hours; Organize Community Forums, attend/manage lunch forum 1 time per month, attend Forum Committee Meeting 1 time per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-03
  • S66 Uniform Combined State Law Examination
    2013-12-03
Other Names
  • Dave Peppenger

View on SEC IAPD

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