Sean Conway Lenz

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Kansas City, MO
• 02/2017 → 02/2024
  American Century Investment Services, Inc.
  Kansas City, MO
• 02/2024 → 03/2026
  Pacer Financial, Inc.
  Malvern, PA
• 03/2026 → Present
  Fisher Investments
  Lees Summit, MO

Previous Registrations

• 2013-10-25 → 2016-11-17
  Wells Fargo Clearing Services, Llc
  Mission Woods, KS

Other Businesses

None - Self Employed Procurer of Antique Items / Non-Investment Related / 115 W. 5th Street, Kansas City, MO 64105 / Procurer of Antiques for Re-Sale / Hobbyist, Procurer and Vendor of Antique Items / Renter of Boot Space at River Market Antique Mall / Owner of and Sales Person for Items Procured / Start Date - 12/2016 / Devote less than 10 hours Per Month to Business / 0 Hours Pre Month Devoted to Business during Securities Trading Hours / Duties Include visiting garage, yard, & estate sales as well as auctions on weekends to obtain items for re-sale in Booth at River Market Antique Mall or via E-Bay / Do not hold position as company officer, director, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-26
• S66 Uniform Combined State Law Examination
  2013-10-25