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Caleb Samuel Rodriguez

Newedge Advisors

San Diego, CA

New Orleans, LA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-13
  • CA RA
    APPROVED
    Since 2023-02-13

Branch Locations

San Diego, CA • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson Financial Management Costa Mesa CA 09/2015 08/2020
Mercer Global Advisors Inc. Costa Mesa CA 08/2019 07/2020
Epstein & White Financial San Diego CA 08/2020 01/2023
Newedge Advisors, Llc. New Orleans LA 01/2023 Present
Lpl Financial Boston MA 01/2023 Present
  • 09/2015 → 08/2020
    Jackson Financial Management
    Costa Mesa, CA
  • 08/2019 → 07/2020
    Mercer Global Advisors Inc.
    Costa Mesa, CA
  • 08/2020 → 01/2023
    Epstein & White Financial
    San Diego, CA
  • 01/2023 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
  • 01/2023 → Present
    Lpl Financial
    Boston, MA
Previous Registrations
  • 2020-09-08 → 2021-07-06
    Epstein And White Financial Llc
    San Diego, CA
  • 2019-10-07 → 2020-10-21
    Mercer Global Advisors Inc.
    Costa Mesa, CA
  • 2015-12-07 → 2020-03-27
    Jackson Financial Management
    Costa Mesa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-07
  • S65 Uniform Investment Adviser Law Examination
    2015-12-07

View on SEC IAPD

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