Caleb Samuel Rodriguez

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 08/2020
  Jackson Financial Management
  Costa Mesa, CA
• 08/2019 → 07/2020
  Mercer Global Advisors Inc.
  Costa Mesa, CA
• 08/2020 → 01/2023
  Epstein & White Financial
  San Diego, CA
• 01/2023 → Present
  Newedge Advisors, Llc.
  New Orleans, LA
• 01/2023 → Present
  Lpl Financial
  Boston, MA

Previous Registrations

• 2020-09-08 → 2021-07-06
  Epstein And White Financial Llc
  San Diego, CA
• 2019-10-07 → 2020-10-21
  Mercer Global Advisors Inc.
  Costa Mesa, CA
• 2015-12-07 → 2020-03-27
  Jackson Financial Management
  Costa Mesa, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-07