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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-03-29
IL RA APPROVED 2023-06-15
IN RA APPROVED 2023-06-15
  • WI RA
    APPROVED
    Since 2024-03-29
  • IL RA
    APPROVED
    Since 2023-06-15
  • IN RA
    APPROVED
    Since 2023-06-15

Branch Locations

4440 W Lincoln Hwy Suite 115, Matteson, IL 60443 • United States

920 175Th St Suite 3, Homewood, IL 60430 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Matteson IL 01/2008 Present
John Harrell Insurance Agency Matteson IL 01/2008 Present
State Farm Investment Management Corp Matteson IL 06/2023 Present
  • 01/2008 → Present
    State Farm Vp Management Corp
    Matteson, IL
  • 01/2008 → Present
    John Harrell Insurance Agency
    Matteson, IL
  • 06/2023 → Present
    Matteson, IL
Other Businesses

1) BNI (Business Networking Inter; non-investment-related; 9901 W. Lincoln Hwy, Frankfort, IL 60423; membership/civic/fraternal organization/ 2) 920 175th St LLC; Investment-Related; 920 175th St. Suite 3, Homewood, IL 60430; investment or commercial property; owner; 2/1/2022; 5; 0; manage building. 3) John Harrell's Insurance Agency; Insurance Agency; Investment-related; 920 175th St Ste 3 Homewood, IL 60430-2077; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2008; 80; 80; Service customers and supervise employees. 4) State Farm Commercial; Non-investment-related; 1 State Farm Plaza, Bloomington, IL 61710; Other; Actor; Actor; 2/28/2012; 0; 0; actor in a commercial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-10
S63 Uniform Securities Agent State Law Examination 2006-04-28
  • S65 Uniform Investment Adviser Law Examination
    2023-06-10
  • S63 Uniform Securities Agent State Law Examination
    2006-04-28

View on SEC IAPD

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