Kim Thien Tran Nguyen

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 08/2018
  Purus Wealth Management, Llc
  Newport Beach, CA
• 08/2013 → 06/2017
  Nicholas Yrizarry Wealth Management Group
  Laguna Beach, CA
• 09/2018 → 06/2022
  Charles Schwab & Co., Inc.
  Newport Beach, CA
• 09/2018 → 06/2022
  Charles Schwab Bank
  Newport Beach, CA
• 06/2022 → 04/2024
  Bny Mellon Wealth Management
  Newport Beach, CA
• 05/2024 → Present
  U.S. Bank
  Irvine, CA
• 05/2024 → 02/2026
  U.S. Bancorp Investments, Inc.
  San Diego, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Irvine, CA

Previous Registrations

• 2024-05-16 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  San Diego, CA
  Irvine, CA
  Sioux Falls, SD
  Irvine, CA
• 2018-09-10 → 2022-07-01
  Charles Schwab & Co., Inc.
  Newport Beach, CA
• 2018-02-26 → 2018-08-31
  Purus Wealth Management, Llc
  Newport Beach, CA

Other Businesses

(1) Orange County Advisors in Philanthropy; Not investment related; Irvine, CA; Non-profit; Board Member; Member at Large; 01/2024; 2 HRS/Month; 0 HRS/Trading; Attend events and workshops supporting community involvement and philanthropy efforts. (2) The Wooden Floor Non Profit Organization; Not investment-related; Santa Ana, CA; Non profit creative youth development program with guidance to follow a path to higher education by serving students grades 3-12; Board Member; 11/2024; 2 hours/month; 0 hours/trading; Assuring best practices for governance, strategic planning, fund development, attend events and quarterly Board Meetings. (3) Asian Business League of Southern California; Not Investment-Related; Los Angeles, CA; The Asian Business League of Southern California is a non-profit organization founded in 1984 with the mission to facilitate relationships and connections that generate business opportunities for individuals and companies interested in both Pacific Rim and local Asian American markets.; Non-profit organization board; 05/12/2026; 4 hours/month; 0 hours/trading; ABL continues to strive to: Educate our members through informative conferences, Foster the next generation of professionals and corporate executives, Host opportunities for networking, and Create a strong business community. (3) Illumination Health + Home; Not investment-related; Santa Ana, CA; Non-profit organization; Board Member; 8/20/2025; 2 hours/month; 0 hours/trading; Assuring best practices for governance, strategic planning, fund development, attend events and bi-monthly Board Meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-12-21
• S65 Uniform Investment Adviser Law Examination
  2018-02-26

Other Names

• Kim Thien Tran Nguyen
• Kim Thien Tran Granard
• Kim Nguyen