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Current Employers
Foster Financial Services, Llc

2720 Dupont Commerce Court Suite 170, Fort Wayne, IN 46825 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-25
IN RA APPROVED 2026-08-24
  • TX RA
    APPROVED_RES
    Since 2026-08-25
  • IN RA
    APPROVED
    Since 2026-08-24

Branch Locations

2720 Dupont Commerce Court Suite 170, Fort Wayne, IN 46825 • United States

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-05-22
  • IN RA
    APPROVED
    Since 2018-05-22

Branch Locations

2720 Dupont Commerce Court Suite 170, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradewell & Tax Financial Fort Wayne IN 01/2012 05/2018
Usa Financial Securities Ada MI 09/2013 05/2018
Harbour Investments, Inc Madison IN 05/2018 Present
Foster Financial Services Fort Wayne IN 08/2026 Present
Harbour Investments, Inc Madison IN 08/2025 Present
Foster Financial Services Fort Wayne IN 05/2018 Present
  • 01/2012 → 05/2018
    Tradewell & Tax Financial
    Fort Wayne, IN
  • 09/2013 → 05/2018
    Usa Financial Securities
    Ada, MI
  • 05/2018 → Present
    Madison, IN
  • 08/2026 → Present
    Foster Financial Services
    Fort Wayne, IN
  • 08/2025 → Present
    Madison, IN
  • 05/2018 → Present
    Foster Financial Services
    Fort Wayne, IN
Previous Registrations
Other Businesses

1) Foster Financial Services – DBA 2) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3) Foster Financial Services Registered Investment Advisor | 2720 Dupont Commerce Ct, Suite 170, Fort Wayne, IN 46825 | Owner and CEO/CCO | Description: This DBA is directly registered with the SEC instead of being run through Harbour Investments, Inc. | Beginning 8/2026 | 15 hours per month, 0 during trading hours | Paid position | Investment related 4) Wellspring Real Estate Holdings, LLC | 1716 Forest Trail, Fort Wayne, IN 46825 | Owner | Description: Owner of rental properties | Beginning 1/2021 | 1 hour per month, 0 during trading hours | Unpaid | Not investment related 5) Faith & Grace Homes, 501(C)3 | 1716 Forest Trail, Fort Wayne, IN 46825 | Director | Description: Director of a non- profit for Domestic & International affairs | Beginning 09/2025 | 6 hours per month, 0 during trading hours| Unpaid | Not Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-04-14
S65 Uniform Investment Adviser Law Examination 2013-08-19
  • S63 Uniform Securities Agent State Law Examination
    2026-04-14
  • S65 Uniform Investment Adviser Law Examination
    2013-08-19

View on SEC IAPD

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