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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-27 |
Branch Locations
1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 08/2013 | Present |
| Jpmorgan Chase Bank Na | Dallas | TX | 07/2013 | Present |
Entity Name: Adam C. Sinn '00 Center for Investment Management at Mays Business School Investment related: Yes "Address: 210 Olsen Blvd College Station, Texas 77843-4113" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 11/10/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Founded in November 2022 through a $10MM contribution by Adam Sinn '00, the Center is dedicated to providing students with hands-on experience in real-world investment scenarios. It also aims to foster a cutting-edge investment research laboratory and increase enrollment in courses in the Investment Management and Wealth Management industries. My responsibility is to serve on the Investment Committee for a $4MM student fund.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-23 |
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