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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-20 |
| MS | RA | APPROVED | 2016-09-23 |
Branch Locations
1031 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Jackson | MS | 08/2013 | 09/2016 |
| The Prudential Insurance Company Of America | Jackson | MS | 08/2013 | 09/2016 |
| Stratford, Llc | Bentonia | MS | 06/2003 | 09/2016 |
| Cetera Investment Services Llc | St.CLoud | MN | 09/2016 | Present |
| Cetera Investment Advisers Llc | Byram | MS | 09/2016 | Present |
| Regions Bank | Byram | MS | 09/2016 | Present |
1.)STRATFORD LLC. RECREATIONAL RENTAL PROPERTY 4-5 HRS WK.MANAGE HUNTING & FISHING PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-02 |
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