Inactive

Wayne Leonard Phillips

Tip Top Financial Advisors

Gulf Breeze, FL

Gulf Breeze, FL

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Current Employers

Tip Top Financial Advisors

Gulf Breeze, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-10-28

FL RA
APPROVED

Since 2020-10-28

Branch Locations

Gulf Breeze, FL • United States

Gulf Breeze, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc.	Milton	FL	03/2015	08/2020
Primerica Financial Services	Milton	FL	10/2012	08/2020
Tip Top Llc	Gulf Breeze	FL	01/2007	Present

03/2015 → 08/2020

Pfs Investments Inc.

Milton, FL
10/2012 → 08/2020

Primerica Financial Services

Milton, FL
01/2007 → Present

Tip Top Llc

Gulf Breeze, FL

Previous Registrations

2015-06-23 → 2020-08-27

Pfs Investments Inc.

Milton, FL

Other Businesses

Tip Top LLC SALES INVESTMENT-RELATED PRODUCTS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-05-28
S63	Uniform Securities Agent State Law Examination	2015-03-25

S65 Uniform Investment Adviser Law Examination

2015-05-28
S63 Uniform Securities Agent State Law Examination

2015-03-25

View on SEC IAPD

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