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Wayne Leonard Phillips

Tip Top Financial Advisors

Gulf Breeze, FL

Gulf Breeze, FL

CRD 6241117

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Employer firm

Tip Top Financial Advisors CRD 309812

$526.0K regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tip Top Financial Advisors

Gulf Breeze, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-28
  • FL RA
    APPROVED
    Since 2020-10-28

Branch Locations

Gulf Breeze, FL • United States

Gulf Breeze, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Milton FL 03/2015 08/2020
Primerica Financial Services Milton FL 10/2012 08/2020
Tip Top Llc Gulf Breeze FL 01/2007 Present
  • 03/2015 → 08/2020
    Pfs Investments Inc.
    Milton, FL
  • 10/2012 → 08/2020
    Primerica Financial Services
    Milton, FL
  • 01/2007 → Present
    Tip Top Llc
    Gulf Breeze, FL
Previous Registrations
Other Businesses

Tip Top LLC SALES INVESTMENT-RELATED PRODUCTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-28
S63 Uniform Securities Agent State Law Examination 2015-03-25
  • S65 Uniform Investment Adviser Law Examination
    2015-05-28
  • S63 Uniform Securities Agent State Law Examination
    2015-03-25

View on SEC IAPD

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