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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-12-16 |
Branch Locations
31351 Via Colinas Suite 104, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foster, Griffith & Allen, Inc. | Westlake Village | CA | 07/2012 | Present |
| Ameriprise Financial Services, Inc. | Westlake | CA | 09/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 03/2020 | Present |
Business Ownership; Foster, Griffith & Allen, Inc.; Co-owner; Tax Preparation; 31351 Via Colinas Suite 101, , Westlake Village, CA, 91362; Not Investment-Related; 10/21/2003; 60 hours per month; 60 during trading hours. Outside Employment; Foster, Griffith & Allen, Inc.; Co-owner; Tax Preparation; 31351 Via Colinas, Suite 101, Westlake Village, CA, 91362; Not Investment-Related; 10/21/2003; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-16 |
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