Jeffrey Daniel Lee

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 08/2020
  Sgc Financial & Insurance Services
  San Mateo, CA
• 08/2020 → Present
  Summit Financial Group, Llc
  San Ramon, CA
• 05/2023 → Present
  Raymond James Financial Services, Inc.
  San Ramon, CA
• 05/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  San Ramon, CA
• 02/2016 → 05/2023
  Securian Financial Services, Inc.
  San Ramon, CA

Previous Registrations

• 2016-09-13 → 2023-05-31
  Securian Financial Services, Inc.
  San Mateo, CA
  San Ramon, CA
• 2015-01-20 → 2016-02-11
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Other Businesses

(1) Name of Business: Summit Financial Group Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/17/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Associate Advisor for Financial Advisor, Robert L Avey.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-20

Other Names

• Jeffrey Daniel Lee