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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-01 |
| AZ | RA | APPROVED | 2022-05-18 |
Branch Locations
11165 N La Canada Dr Ste 155, Oro Valley, AZ 85737 • United States
3320 S Craycroft Rd, Tucson, AZ 85711 • United States
8465 E Broadway, Tucson, AZ 85710 • United States
2008 E Florence Blvd, Casa Grande, AZ 85194 • United States
6970 E 22Nd St., Suite 110, Tucson, AZ 85710 • United States
1100 N Wilmot, Tucson, AZ 85712 • United States
2480 N Arcadia Avenue, Tucson, AZ 85712 • United States
4280 N 1St Avenue, Tucson, AZ 85719 • United States
218 S Sumner Street, Tombstone, AZ 85638 • United States
4482 W Peoria Avenue, Glendale, AZ 85302 • United States
15250 N Oracle Road Suite 150, Tucson, AZ 85739 • United States
7163 E Tanque Verde Road, Tucson, AZ 85715 • United States
10440 N 32Nd St., Phoenix, AZ 85028 • United States
4850 S Landing Way Suite 110, Tucson, AZ 85714 • United States
1671 South Cooper Road, Gilbert, AZ 85233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 01/2015 | Present |
| Cuna Brokerage Services Inc. | Waverly | IA | 01/2015 | Present |
| Lpl Financial Llc | Tucson | AZ | 05/2022 | Present |
1. 05/19/2022 - Vantage West Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading. 2. 08/18/2023 - Vantage West Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/10/2023 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-21 |
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