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Zachary Mitchell Riggan

Fisher Investments

Salisbury, NC

Plano, TX

CRD 6240473

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-24
TX RA APPROVED 2024-06-24
  • NC RA
    APPROVED
    Since 2024-06-24
  • TX RA
    APPROVED
    Since 2024-06-24

Branch Locations

Salisbury, NC • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Charlotte NC 09/2013 03/2017
Brighthouse Securities, Llc Mohegan Lake NY 03/2017 05/2024
Fisher Investments Plano TX 06/2024 Present
  • 09/2013 → 03/2017
    Metlife
    Charlotte, NC
  • 03/2017 → 05/2024
    Brighthouse Securities, Llc
    Mohegan Lake, NY
  • 06/2024 → Present
    Fisher Investments
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-22
S63 Uniform Securities Agent State Law Examination 2013-09-16
  • S66 Uniform Combined State Law Examination
    2024-06-22
  • S63 Uniform Securities Agent State Law Examination
    2013-09-16
Other Names
  • Zachary Riggan

View on SEC IAPD

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