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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-07 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
300 S Tryon St, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Minneapolis | MN | 08/2023 | Present |
| Self Employed | Charlotte | NC | 01/2016 | 01/2017 |
| The Member Club | Columbia | SC | 01/2017 | 06/2018 |
| Packaging Corporation Of America | Charlotte | NC | 07/2018 | 02/2019 |
| Digital Designs | Charlotte | NC | 03/2019 | 10/2019 |
| Unemployed | Charlotte | NC | 10/2019 | 06/2020 |
| Tpc Piper Glen | Charlotte | NC | 06/2020 | 10/2020 |
| Lpl Financial | Fort Mill | SC | 10/2020 | 11/2020 |
| Unemployed | Charlotte | NC | 12/2020 | 03/2021 |
| Ballantyne Country Club | Charlotte | NC | 03/2021 | 12/2021 |
| Thryv | Charlotte | NC | 06/2021 | 07/2021 |
| Park Avenue Securities | Charlotte | NC | 03/2022 | 03/2022 |
| Charlotte Country Club | Charlotte | NC | 05/2022 | 05/2022 |
| Massmutual | Charlotte | NC | 08/2022 | 04/2023 |
| Unemployed | Charlotte | NC | 05/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-26 |
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