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Elisabeth Ann Henderson

Transamerica Retirement Advisors, LLC

Trinity, FL

CRD 6240195

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-26
  • FL RA
    APPROVED
    Since 2018-02-26

Branch Locations

Trinity, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions St. Petersburg FL 08/2013 01/2018
Transamerica Investors Securities Corporation St. Petersburg FL 08/2013 12/2016
Transamerica Investors Securities Corporation St. Petersburg FL 01/2018 Present
Transamerica Retirement Solutions St. Petersburg FL 01/2018 Present
  • 08/2013 → 01/2018
    Transamerica Retirement Solutions
    St. Petersburg, FL
  • 08/2013 → 12/2016
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
  • 01/2018 → Present
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
  • 01/2018 → Present
    Transamerica Retirement Solutions
    St. Petersburg, FL
Other Businesses

*Llewellyn Worldwide ltd *non-investment related *Llewellyn Worldwide Acquisitions Department 2143 Wooddale Dr. Woodbury, MN 55125 *Submitting a cookbook for publication *Author *10/25/2022 *10 hours devoted to writing a month, 0 of these during securities trading hours *Collecting recipes, writing, photography, formatting and editing of cookbook. Then submitting for publication approval. Promotion of book once/if published.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-15
S63 Uniform Securities Agent State Law Examination 2018-01-17
  • S65 Uniform Investment Adviser Law Examination
    2018-02-15
  • S63 Uniform Securities Agent State Law Examination
    2018-01-17
Other Names
  • Beth Ann Drake
  • Beth Ann Henderson

View on SEC IAPD

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