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Michael James Garaja

Transamerica Retirement Advisors, LLC

Gibsonton, FL

CRD 6240158

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-09-13
  • FL RA
    APPROVED
    Since 2017-09-13

Branch Locations

Gibsonton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions St. Petersburg FL 08/2013 Present
Lowes Tampa FL 10/2012 Present
Transamerica Investors Securities Corporation St. Petersburg FL 08/2013 Present
  • 08/2013 → Present
    Transamerica Retirement Solutions
    St. Petersburg, FL
  • 10/2012 → Present
    Lowes
    Tampa, FL
  • 08/2013 → Present
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
Other Businesses

I started driving part time on nights and weekends for Uber

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-28
S63 Uniform Securities Agent State Law Examination 2017-02-06
  • S65 Uniform Investment Adviser Law Examination
    2017-08-28
  • S63 Uniform Securities Agent State Law Examination
    2017-02-06

View on SEC IAPD

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