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5430 Lbj Freeway Suite 1150, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
5430 Lbj Freeway Suite 1150, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Capital Funds Distributor, Inc. | Dallas | TX | 06/2015 | 05/2017 |
| Ptx Securities, Llc | Plano | TX | 07/2017 | 03/2019 |
| Goldman Sachs Personal Financial Management | Irving | TX | 03/2019 | 08/2023 |
| Cetera Advisor Networks | El Segundo | CA | 03/2019 | 03/2019 |
| Quotient Wealth Partners, Llc | Houston | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-24 |
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