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Jeffrey Allen Nichols

Spc

Ann Arbor, MI

Walnut Creek, CA

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-02
  • CA RA
    APPROVED
    Since 2022-03-02

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

1407 Oakland Blvd Suite 301, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hanna Insurance & Financial Solutions Walnut Creek CA 07/2013 Present
Parkland Securities Llc Ann Arbor MI 08/2013 03/2022
Parkland Securities Llc Ann Arbor MI 03/2022 Present
  • 07/2013 → Present
    Hanna Insurance & Financial Solutions
    Walnut Creek, CA
  • 08/2013 → 03/2022
    Parkland Securities Llc
    Ann Arbor, MI
  • 03/2022 → Present
    Parkland Securities Llc
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-23
  • S66 Uniform Combined State Law Examination
    2022-02-23

View on SEC IAPD

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Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
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