Kyle Tanner Keaty

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 10/2016
  Fidelity Brokerage Services Llc
  Sarasota, FL
• 12/2016 → 06/2017
  Scottrade, Inc.
  Sarasota, FL
• 06/2017 → 04/2018
  Transamerica Retirement Solutions
  St. Petersburg, FL
• 06/2017 → 04/2018
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 04/2018 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2017-06-19 → 2018-04-09
  Transamerica Retirement Advisors, Llc
  St. Petersburg, FL
• 2017-04-06 → 2017-06-12
  Scottrade Investment Management
  Sarasota, FL
• 2015-04-01 → 2016-10-26
  Strategic Advisers Llc
  Sarasota, FL
• 2013-10-14 → 2015-01-12
  Morgan Stanley
  Rochester, NY

Exams

• S66 Uniform Combined State Law Examination
  2013-10-14

Other Names

• Kyle Tanner Keaty
• Kyle Keaty