Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-10-12 |
Branch Locations
14350 Sommerville Ct, Midlothian, VA 23113 • United States
Powhatan, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tfa Associates, Llc Fbo: Triton Pacific Securities.cOm | Richmond | VA | 10/2015 | 11/2017 |
| Ameriprise Financial Services, Inc | Midlothian | VA | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Midlothian | VA | 03/2020 | Present |
Business Ownership; County-Line Collision Center, LLC; Office Management; Body Repair and Paint Shop; 2097 Carter Gallier Blvd, , Powhatan, VA, 23139; Not Investment-Related; 05/14/2018; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Brad Swartzwelder Inc.; Paraplanner - provide client service and administrative support for the Ameriprise Financial Practice; ; 14350 Sommerville Court, , Midlothian, VA, 23112; Not Investment-Related; 11/02/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-19 |
Reach out to this advisor