Taylor V Fertitta

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2021-05-17
WA	RA	APPROVED	2021-05-07
IA	RA	APPROVED	2021-03-02
TX	RA	APPROVED	2016-05-17

LA RA
APPROVED

Since 2021-05-17
WA RA
APPROVED

Since 2021-05-07
IA RA
APPROVED

Since 2021-03-02
TX RA
APPROVED

Since 2016-05-17

Branch Locations

7675 Folsom Dr, Beaumont, TX 77706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Antonio	TX	09/2015	Present
Bank Of America, N.A.	San Antonio	TX	03/2016	Present

09/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX
03/2016 → Present

Bank Of America, N.A.

San Antonio, TX

Other Businesses

I*: 2100287 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Beaumont, TX 77706 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 12/01/2024 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: I*: 2101262 Entity Type: Entity For Profit Name of OBA: No name yet Address: Beaumont, TX 77706 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/01/2024 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties To create an LLC and put our rental home into that LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-13

S66 Uniform Combined State Law Examination

2016-05-13

Other Names

Taylor Vincent Meighen

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