Riley Thomas Adams

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-28

CA RA
APPROVED

Since 2024-06-28

Branch Locations

6701 Koll Center Parkway Suite 250, Pleasanton, CA 94566 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Entergy Corporation	New Orleans	LA	02/2014	06/2019
Google	Mountain View	CA	06/2019	11/2022
Yati Media, Llc	Pleasanton	CA	11/2022	06/2024
Newedge Advisors, Llc.	New Orleans	LA	06/2024	Present

02/2014 → 06/2019

Entergy Corporation

New Orleans, LA
06/2019 → 11/2022

Google

Mountain View, CA
11/2022 → 06/2024

Yati Media, Llc

Pleasanton, CA
06/2024 → Present

Newedge Advisors, Llc.

New Orleans, LA

Other Businesses

WealthUp -DBA for NewEdge Advisors, LLC business - Investment Related - Investment Advisor Representative -6701 Koll Center Parkway, Suite 250, Pleasanton CA 94566 -Start: 06/2024 - 100% of time is devoted to this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-24

S65 Uniform Investment Adviser Law Examination

2024-05-24

View on SEC IAPD