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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-21
NE RA APPROVED 2014-01-27
  • TX RA
    APPROVED
    Since 2022-01-21
  • NE RA
    APPROVED
    Since 2014-01-27

Branch Locations

315 North Spruce, Ogallala, NE 69153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Ogallala NE 11/2013 Present
Raymond James Financial Services Advisors Inc. Ogallala NE 01/2014 Present
Adams Bank & Trust Ogallala NE 01/2014 Present
North Pointe Investments, Llc Lincoln NE 01/2017 Present
  • 11/2013 → Present
    Raymond James Financial Services, Inc.
    Ogallala, NE
  • 01/2014 → Present
    Ogallala, NE
  • 01/2014 → Present
    Adams Bank & Trust
    Ogallala, NE
  • 01/2017 → Present
    North Pointe Investments, Llc
    Lincoln, NE
Other Businesses

(1)Name of Business: Adams Bank & Trust Address: 315 N Spruce St, Ogallala, NE, 69153, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Help with trust review and trust administration. (2)Name of Business: KEICO Investments LLC Address: 749 Christine Dr, Ogallala, NE, 69153, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Capital Contribution and help with the decision making process when it comes to the purchase of tax liens in Keith County Nebraska. (3)Name of Business: North Pointe Investments, LLC Address: 530 S 13th St., Ste. 100, Lincoln, NE, 68508, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/17/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Owner. This business structure adapted for all RJ business activity for liability and tax purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2013-11-27
Designations

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