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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-21 |
| NE | RA | APPROVED | 2014-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Ogallala | NE | 11/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Ogallala | NE | 01/2014 | Present |
| Adams Bank & Trust | Ogallala | NE | 01/2014 | Present |
| North Pointe Investments, Llc | Lincoln | NE | 01/2017 | Present |
(1)Name of Business: Adams Bank & Trust Address: 315 N Spruce St, Ogallala, NE, 69153, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Help with trust review and trust administration. (2)Name of Business: KEICO Investments LLC Address: 749 Christine Dr, Ogallala, NE, 69153, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Capital Contribution and help with the decision making process when it comes to the purchase of tax liens in Keith County Nebraska. (3)Name of Business: North Pointe Investments, LLC Address: 530 S 13th St., Ste. 100, Lincoln, NE, 68508, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/17/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Owner. This business structure adapted for all RJ business activity for liability and tax purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-27 |
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